SEC nails advisory firm for cybersecurity failure before data breach An investment advisory firm has agreed to pay $75,000 to settle SEC charges that it failed to have a cybersecurity policy in place before a computer breach compromised 100,000 individuals' personal information, including records of some of the firm's clients.
An investment advisory firm has agreed to pay $75,000 to settle SEC charges that it failed to have a cybersecurity policy in place before a computer breach compromised 100,000 individuals' personal information, including records of some of the firm's clients.
